AdFi
RL

Ritchie Lynn Hoffman

Investment Adviser Representative at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Lafayette, INCRD #4664884Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
States Registered
11 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 11 states
AlabamaCaliforniaColoradoIndianaMichiganMissouriNebraskaNorth CarolinaOhioTexasWisconsin
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/30/2003
Series 63
Uniform Securities Agent State Law Examination
Passed 6/3/2003
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/7/2004
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 6/2/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $25,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Berthel Fisher & Company Financial Services, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BFC PLANNING, INC.Current
8/2/2016Lafayette, IN
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.Current
8/3/2009Lafayette, IN
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.Current
8/3/2009Indianapolis, IN
PARK AVENUE SECURITIES LLC
10/22/20037/29/2009Indianapolis, IN

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Showing 12 of 232 in the directory

View BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ritchie Lynn Hoffman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Ritchie Lynn Hoffman - Financial Advisor in Lafayette, IN | AdvisorFinder