Robert C Hall
Investment Adviser Representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Robert C. Hall is an investment adviser representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Bayonet Point, FL, where they have been registered since 2022. They have worked in the securities industry since 2012 and have been registered with 4 firms, including Transamerica Financial Advisors, Inc. and International Assets Investment Management, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Florida and Texas.
Registrations & licenses
- Investment adviser:
- Florida, Texas
- Broker:
11 states and territories
Alabama, Connecticut, Florida, Georgia, Maine, Michigan, New Jersey, New York, Pennsylvania, South Carolina, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2011 – Jul 2017Bayonet Point, FL
- BANK OF America, N.A.Mar 2012 – Jul 2017Bayonet Point, FL
- Independent Financial GroupJul 2017 – Apr 2019Clearwater, FL
- International Assets Advisory, LLCApr 2019 – Oct 2020Tampa, FL
- International Assets Investment Management, LLCApr 2019 – Oct 2020Tampa, FL
- World Financial GroupOct 2020 – no end date reportedTampa, FL
- Transamerica Financial Advisors, IncFeb 2021 – no end date reportedTampa, FL
- Fortitude Financial GroupAug 2017 – Apr 2018Clearwater, FL
- Vital Guidance/iaaApr 2018 – Oct 2020Tampa, FL
- Pasco County SchoolsNov 2019 – Aug 2021Shady Hills, FL
- Robert Hall EnterprisesApr 2021 – no end date reportedHudson, FL
- United Health Group DBA United HealthCareNov 2017 – Aug 2022Minnetonkwa, MN
- Mpowering AmericaAug 2021 – Aug 2022Henderson, NV
- Occasional resale of Season TicketsAug 2004 – no end date reportedHudson, FL
- GeicoDec 2021 – Feb 2022Lakeland, FL
- Pinnacle Financial ServicesMar 2022 – Aug 2022Warminster, PA
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2022 – no end date reportedBayonet Point, FL
- Bank Of America N.A.Aug 2022 – no end date reportedBayonet Point, FL
Official records & sources
Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Merrill Lynch, Pierce, Fenner & Smith Incorporated
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Small Business 401(k) plans including Group 401(k) and Individual 401(k), SEP IRA, SIMPLE IRA, investment fiduciary services, recordkeeping, trading, custodial and financial wellness services, and call center educational support for employees.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 25,472
- Offices listed on AdvisorFinder:
- 26
- Main office:
- New York, NY
- SEC file number:
- 801-14235
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 24, 2026
View full firm profileOther advisors at Merrill Lynch, Pierce, Fenner & Smith Incorporated
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Robert C Hall has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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