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Robert Cecil Alston

Investment Adviser Representative at QUADCAP WEALTH MANAGEMENT, LLC

Frisco, TXCRD #2480962Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
States Registered
1 states
Exams Passed
8

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Robert Cecil Alston has worked in the securities industry since 2008. They are registered to provide investment advisory services in Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Texas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/16/2015
Series 63
Uniform Securities Agent State Law Examination
Passed 10/28/1994
SIE
Securities Industry Essentials Examination
Passed 8/14/2015
Series 55
Limited Representative-Equity Trader Exam
Passed 12/22/1999
Series 7
General Securities Representative Examination
Passed 10/12/1994
Series 24
General Securities Principal Examination
Passed 9/30/1999
Series 4
Registered Options Principal Examination
Passed 7/28/1999
Series 53
Municipal Securities Principal Examination
Passed 2/16/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.01
Source

Quadcap Wealth Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

QUADCAP WEALTH MANAGEMENT, LLCCurrent
10/16/2015Frisco, TX
ADVISORS ASSET MANAGEMENT, INC.
7/11/20053/18/2010San Diego, CA
CHASE INVESTMENT SERVICES CORP.
7/6/20057/13/2005Chicago, IL
BANC ONE SECURITIES CORPORATION
9/30/20027/6/2005Chicago, IL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Robert Cecil Alston has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Robert Cecil Alston - Financial Advisor in Frisco, TX | AdvisorFinder