Tori Nichole Glass
Investment Adviser Representative at Quadcap Wealth Management, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Tori Nichole Glass is an investment adviser representative with Quadcap Wealth Management, LLC in Frisco, TX, where they have been registered since 2024. They have worked in the securities industry since 2019 and were previously registered with MML Investors Services, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Texas.
Office
Advisors at this office: 12
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- MassMutual Life Insurance CoJan 2017 – Feb 2024Dallas, TX
- MML Investors Services, LLCJul 2018 – Feb 2024Dallas, TX
- Up on KnoxNov 2017 – Jul 2022Dallas, TX
- Mexican SugarOct 2014 – Mar 2017Plano, TX
- QuadCap Wealth ManagementMar 2024 – May 2026Frisco, TX
- Victory FinancialMay 2026 – no end date reportedAustin, TX
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Quadcap Wealth Management, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Estimated blended rate
- 0.01
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Investment Management, Tax Planning and Preparation, Employee Benefits, Estate Planning, Legacy Planning, Retirement Planning, and Family Office services, coordinated under one roof.
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 14
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Frisco, TX
- Founded:
- 2009
- SEC file number:
- 801-79483
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 16, 2026
View full firm profileOther advisors at Quadcap Wealth Management, LLC
Showing 12 of 14 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Tori Nichole Glass has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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