AdFi
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QUADCAP WEALTH MANAGEMENT, LLC

SEC Registered

Wealth management is so much more than a portfolio

FRISCO, TXhttps://quadcapwm.com972-818-2400
Assets Under Management
$1B–$5B
Year Founded
2009
Employees
23
Office Locations
1 office
Total Accounts
1974

About the firm

QuadCap Wealth Management, LLC, a sophisticated financial planning firm, was formed in 2009 with the mission to provide noteworthy, personalized service, with client satisfaction as the guiding principle. Expanding strictly through client referrals, the firm has grown to more than 400 clients, 23 professionals, and $1.1 billion in assets under management. Based in Frisco, TX, QuadCap serves clients across the country.

Firm Focus

Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.

IndividualsHigh Net WorthCharitable OrganizationsState/Municipal

Areas of expertise

Wealth ManagementInvestment ManagementTax PlanningTax PreparationEstate PlanningLegacy PlanningRetirement PlanningFamily OfficeEmployee BenefitsFinancial PlanningCorporate Executives+3 more

Services

Investment Management, Tax Planning and Preparation, Employee Benefits, Estate Planning, Legacy Planning, Retirement Planning, and Family Office services, coordinated under one roof.

retirement_planninginvestment_managementestate_planningtax_planning

Who they serve

Corporate executives and their families, individuals and families preparing for retirement, next generation clients, and those experiencing major life events.

Client segmentClientsAssets managed
Individuals (Non-HNW)288$60M
High Net Worth Individuals294$1.3B

0 total clients reported on Form ADV.

Leadership

David Blair
MANAGING MEMBER
Kelly M Baker
OCCO/CCO

Office locations

1 office in 1 state
TX
FRISCOHQ

Advisors at this firm

14 advisors in the directory

Regulatory & compliance

CRD number
#151490
SEC Number
801-79483
Disciplinary History
No
Fee Model & Minimums
Model: AUM / Flat Fee

Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Contact Information

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Editorial disclosure

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. QUADCAP WEALTH MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.

QUADCAP WEALTH MANAGEMENT, LLC in FRISCO, TX | AdvisorFinder