AdFi
RE

Robert E Pratel Jr

Investment Adviser Representative at RBC CAPITAL MARKETS, LLC

Green Bay, WICRD #5988472Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
15 yrs
States Registered
32 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 32 states
AlabamaArizonaArkansasCaliforniaColoradoDelawareDistrict of ColumbiaFloridaGeorgiaIdahoIllinoisIndianaIowaKentuckyMaineMassachusettsMichiganMinnesotaMontanaNevadaNew YorkNorth CarolinaOhioOregonPennsylvaniaSouth CarolinaTennesseeTexasUtahVirginiaWashingtonWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/1/2011
Series 31
Futures Managed Funds Examination
Passed 11/23/2020
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/3/2011
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 7/23/2020
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 6/24/2020

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

RBC Capital Markets, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RBC CAPITAL MARKETS, LLCCurrent
2/24/2020Green Bay, WI
RBC CAPITAL MARKETS, LLCCurrent
2/24/2020De Pere, WI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
12/2/20112/26/2020Green Bay, WI

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at RBC CAPITAL MARKETS, LLC

Showing 12 of 3828 in the directory

View RBC CAPITAL MARKETS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Robert E Pratel Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Robert E Pratel Jr - Financial Advisor in Green Bay, WI | AdvisorFinder