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Robert Edward Spires Jr

Investment Adviser Representative at FIRST CITIZENS ASSET MANAGEMENT, INC

Columbia, SCCRD #2311376Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
33 yrs
States Registered
48 states
Exams Passed
13

Registrations & licenses

Registration type
Dual-registered
Registered in 48 states
AlaskaArizonaArkansasCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIdahoIllinoisIndianaIowaKentuckyLouisianaMaineMarylandMassachusettsMichiganMinnesotaMississippiMissouriMontanaNebraskaNevadaNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVermontVirginiaWashingtonWest VirginiaWisconsinWyoming
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/23/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 1/25/1993
Series 52
Municipal Securities Representative Examination
Passed 9/25/2025
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/16/1994
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/25/1993
Series 14
Compliance Officer Examination
Passed 1/2/2023
Series 27
Financial and Operations Principal Examination
Passed 11/26/2007
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 10/5/1999
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 10/5/1999
Series 53
Municipal Securities Principal Examination
Passed 5/6/1998
Series 24
General Securities Principal Examination
Passed 2/13/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

First Citizens Asset Management, Inc Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FIRST CITIZENS INVESTOR SERVICES, INC.Current
4/1/2021Columbia, SC
FIRST CITIZENS ASSET MANAGEMENT, INCCurrent
1/31/2007Raleigh, NC
WACHOVIA SECURITIES, LLC
6/15/20021/17/2007Columbia, SC

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Robert Edward Spires Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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