AdFi
NE

Norman Edward Kirkwood

Investment Adviser Representative at First Citizens Investor Services, Inc.

Anderson, SCCRD #3076391Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Norman Edward Kirkwood is an investment adviser representative in Anderson, SC, currently registered with First Citizens Asset Management, Inc and First Citizens Investor Services, Inc. They have worked in the securities industry since 1998 and have been registered with 4 firms, including Suntrust Investment Services, Inc. and Wachovia Securities, LLC. They have passed 6 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in South Carolina.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
South Carolina
Broker:
8 states and territories

Alabama, Georgia, Maryland, North Carolina, South Carolina, Texas, Virginia, West Virginia

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/21/1998
Series 63
Uniform Securities Agent State Law Examination
Passed 7/30/1998
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 8/14/1998
Series 7
General Securities Representative Examination
Passed 7/27/1998
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 8/30/2006

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

First Citizens Investor Services, Inc.Current
5/15/2017 – Anderson, SC
First Citizens Asset Management, IncCurrent
7/31/2013 – Anderson, SC
Suntrust Investment Services, Inc.
3/29/2006 – 7/12/2013Anderson, SC
Wachovia Securities, LLC
8/21/2002 – 3/17/2006Belton, SC

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. First Citizens Asset Management
    Jul 2013 – no end date reportedColumbia, SC
  2. First Citizens Investor Services, Inc.
    Jan 2016 – no end date reportedAnderson, SC

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About First Citizens Investor Services, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
Firm account minimum
$5,000
Firm's annual rate schedule by assets
  • First $100,0001.30%
  • Next $150,0001.20%
  • Next $250,0001.05%
  • Next $500,0000.90%

+7 more tiers on the firm profile

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Retirement PlanningFinancial PlanningEstate PlanningTax PlanningInsuranceCharitable GivingBusiness PlanningCash Flow PlanningRisk Management

Client types the firm serves

IndividualsHigh Net WorthCorporations

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
394
Offices listed on AdvisorFinder:
26
Main office:
Raleigh, NC
SEC file number:
801-57302

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 17, 2026

View full firm profile

Other advisors at First Citizens Investor Services, Inc.

Showing 12 of 394 in the directory

View First Citizens Investor Services, Inc. firm profile

Similar advisors in Anderson, SC

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Norman Edward Kirkwood has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
Norman Edward Kirkwood (First Citizens Investor Services)