AdFi
RJ

Robert John Present

Investment Adviser Representative at RBC CAPITAL MARKETS, LLC

Tucson, AZCRD #1264532Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
42 yrs
States Registered
42 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 42 states
AlaskaArizonaArkansasCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIdahoIllinoisIowaMaineMarylandMassachusettsMichiganMinnesotaMissouriMontanaNebraskaNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaOhioOregonPennsylvaniaSouth CarolinaTennesseeTexasUtahVermontVirginiaWashingtonWest VirginiaWisconsinWyoming
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/27/1992
Series 63
Uniform Securities Agent State Law Examination
Passed 6/4/1984
Series 31
Futures Managed Funds Examination
Passed 12/6/2024
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/16/1984

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

RBC Capital Markets, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RBC CAPITAL MARKETS, LLCCurrent
3/14/2002Tucson, AZ
RBC CAPITAL MARKETS, LLCCurrent
3/2/1998Tucson, AZ
DAIN RAUSCHER INCORPORATED
1/2/19983/2/1998
RAUSCHER PIERCE REFSNES, INC.
12/11/19921/2/1998Dallas, TX
SUTRO & CO. INCORPORATED
7/23/19901/5/1993San Francisco, CA
PAINEWEBBER INCORPORATED
2/4/19857/11/1990Weehawken, NJ
RAUSCHER PIERCE REFSNES, INC.
6/20/19842/1/1985

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Robert John Present has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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