AdFi
RJ

Robert Joseph Bendock

Investment Adviser Representative at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Florham Park, NJCRD #2236317Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
14 states
Exams Passed
13

Registrations & licenses

Registration type
Dual-registered
Registered in 14 states
CaliforniaConnecticutDelawareDistrict of ColumbiaFloridaMarylandMassachusettsNew HampshireNew JerseyNew YorkPennsylvaniaRhode IslandTexasVirginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/26/2024
Series 65
Uniform Investment Adviser Law Examination
Passed 5/31/2016
Series 63
Uniform Securities Agent State Law Examination
Passed 6/27/1994
Series 7
General Securities Representative Examination
Passed 11/19/2023
Series 57
Securities Trader Exam
Passed 11/19/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 55
Limited Representative-Equity Trader Exam
Passed 2/7/2008
Series 7
General Securities Representative Examination
Passed 5/23/1994
Series 3
National Commodity Futures Examination
Passed 4/22/1992
Series 24
General Securities Principal Examination
Passed 11/19/2023
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 11/19/2023
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 11/19/2023
Series 4
Registered Options Principal Examination
Passed 11/19/2023

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Merrill Lynch, Pierce, Fenner & Smith Incorporated Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
1/2/2025Florham Park, NJ
EAB INVESTMENT GROUP, LLC
8/24/20189/21/2020Philadelphia, PA
EAB INVESTMENT GROUP, LLC
6/2/201612/31/2017Summit, NJ

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Robert Joseph Bendock has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Robert Joseph Bendock - Financial Advisor in Florham Park, NJ | AdvisorFinder