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Robert Joseph Rall

Investment Adviser Representative at RALL CAPITAL MANAGEMENT, INC.

Merritt Island, FLCRD #2142491Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
States Registered
2 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Robert Joseph Rall has worked in the securities industry since 2001. They have passed the Series 65, 63, 31, 7, and 6 examinations. They are registered to provide investment advisory services in Florida and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
FloridaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/19/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 4/20/1994
Series 31
Futures Managed Funds Examination
Passed 5/23/1994
Series 7
General Securities Representative Examination
Passed 4/15/1994
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 5/17/1991

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0125
Asset tierAnnual rate
First $500,0001.25%
$500,001 to $1,000,0001.00%
$1,000,001 to $3,000,0000.75%
$3,000,001 to $5,000,0000.50%
$5,000,001 to $10,000,0000.25%
Above $10,000,0000.10%
Source

RALL Capital Management, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RALL CAPITAL MANAGEMENT, INC.Current
10/7/2004Merritt Island, FL
CPA WEALTH MANAGEMENT SERVICES PA
1/12/200110/5/2004Melbourne, FL

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at RALL CAPITAL MANAGEMENT, INC.

1 other advisor in the directory

View RALL CAPITAL MANAGEMENT, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Robert Joseph Rall has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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