RALL CAPITAL MANAGEMENT, INC.
SEC RegisteredRelationship-Focused Financial Advisors
About the firm
Rall Capital Management is a family owned-and-operated, independent, fee-only Registered Investment Advisory firm focused on relationships. They serve approximately 125 client families, acting as a financial advocate and fiduciary, always putting client interests first. They do not sell products or receive commissions.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Personalized financial planning, investment advisory, and serving as a financial fiduciary and advocate. They do not sell products or receive commissions.
Who they serve
Young professionals, pre-retirees, and retirees; approximately 125 client families rather than thousands.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 117 | $39M |
| High Net Worth Individuals | 40 | $83M |
1 total clients reported on Form ADV.
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $500,000 | 1.25% |
| $500,001 to $1,000,000 | 1.00% |
| $1,000,001 to $3,000,000 | 0.75% |
| $3,000,001 to $5,000,000 | 0.50% |
| $5,000,001 to $10,000,000 | 0.25% |
| Above $10,000,000 | 0.10% |
Data as of March 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. RALL CAPITAL MANAGEMENT, INC. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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