AdFi
RM

Robert Mark Thomas Walker

Investment Adviser Representative at CHICKASAW CAPITAL MANAGEMENT, LLC

Memphis, TNCRD #4353466Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
3 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
New YorkTennesseeTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/5/2005
Series 66
Uniform Combined State Law Examination
Passed 4/26/2001
Series 79
Investment Banking Registered Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/20/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $1,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Chickasaw Capital Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CHICKASAW CAPITAL MANAGEMENT, LLCCurrent
8/8/2005Memphis, TN
RAYMOND JAMES FINANCIAL SERVICES, INC.
2/21/20015/17/2004St. Petersburg, FL

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Robert Mark Thomas Walker has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Robert Mark Thomas Walker - Financial Advisor in Memphis, TN | AdvisorFinder