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Robert Tyler Thomas

Investment Adviser Representative at RBC CAPITAL MARKETS, LLC

Wilmington, NCCRD #4928325Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
4 yrs
States Registered
39 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 39 states
AlabamaAlaskaArizonaCaliforniaColoradoConnecticutDistrict of ColumbiaFloridaGeorgiaIllinoisIndianaIowaKansasKentuckyLouisianaMaineMarylandMassachusettsMichiganMissouriNew JerseyNew MexicoNew YorkNorth CarolinaOhioOklahomaOregonPennsylvaniaPuerto RicoSouth CarolinaSouth DakotaTennesseeTexasUtahVermontVirginiaWashingtonWest VirginiaWyoming
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 12/12/2021
Series 7
General Securities Representative Examination
Passed 11/19/2021
SIE
Securities Industry Essentials Examination
Passed 10/31/2021

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

RBC Capital Markets, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RBC CAPITAL MARKETS, LLCCurrent
3/4/2024Wilmington, NC
RBC CAPITAL MARKETS, LLCCurrent
3/4/2024Wilmington, NC
TRUIST ADVISORY SERVICES, INC.
3/16/20221/5/2024Wilmington, NC

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Robert Tyler Thomas has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Robert Tyler Thomas - Financial Advisor in Wilmington, NC | AdvisorFinder