AdFi
RW

Robert Wayne Larsen

Investment Adviser Representative at OPTIMA CAPITAL LLC

Visalia, CACRD #4457629Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
12 states
Exams Passed
6

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 12 states
ArizonaCaliforniaGeorgiaIdahoIllinoisMontanaNevadaOregonTexasUtahVirginiaWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/26/2017
Series 63
Uniform Securities Agent State Law Examination
Passed 1/15/2002
Series 99TO
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 22
Direct Participation Programs Representative Examination
Passed 6/30/2008
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/16/2002

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $499,0001.00%
$500,000 - $999,9990.90%
$1,000,000 - $1,999,9990.80%
$2,000,000 - $4,999,9990.70%
$5,000,000 and above0.60%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

OPTIMA CAPITAL LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

PURSHE KAPLAN STERLING INVESTMENTSCurrent
8/16/2022Visalia, CA
SIGNATOR INVESTORS, INC.
5/13/201611/2/2018VISALIA, CA
NEWBRIDGE SECURITIES CORPORATION
12/19/200310/6/2010VISALIA, CA
ROYAL ALLIANCE ASSOCIATES, INC.
11/2/20188/18/2022VISALIA, CA
TRANSAMERICA FINANCIAL ADVISORS, INC
10/6/20105/13/2016VISALIA, CA
H.D. VEST INVESTMENT SERVICES
1/17/20021/21/2004DALLAS, TX

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Robert Wayne Larsen has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Robert Wayne Larsen - Financial Advisor in Visalia, CA | AdvisorFinder