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Tobin Dennis Wills

Investment Adviser Representative at OPTIMA CAPITAL LLC

Azusa, CACRD #2563557Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
31 yrs
States Registered
1 states
Exams Passed
9

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Tobin Dennis Wills has worked in the securities industry since 1995. They have passed the Series 79, 65, 63, 62, 52, 31, 24, and 7 examinations. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 1/31/1995
Series 65
Uniform Investment Adviser Law Examination
Passed 1/27/1995
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
Series 62
Corporate Securities Limited Representative Examination
Passed 1/2/2023
Series 79
Investment Banking Registered Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 8/8/1995
Series 7
General Securities Representative Examination
Passed 1/9/1995
Series 24
General Securities Principal Examination
Passed 3/29/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $499,0001.00%
$500,000 - $999,9990.90%
$1,000,000 - $1,999,9990.80%
$2,000,000 - $4,999,9990.70%
$5,000,000 and above0.60%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Optima Capital LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

OPTIMA CAPITAL LLCCurrent
10/21/2022Azusa, CA
ROYAL ALLIANCE ASSOCIATES, INC.
11/2/201810/26/2022South Pasadena, CA
OPTIMA CAPITAL LLC
11/13/20196/17/2020South Pasadena, CA
SIGNATOR INVESTORS, INC.
5/13/201611/2/2018South Pasadena, CA
TRANSAMERICA FINANCIAL ADVISORS, INC.
9/4/20095/13/2016Pasadena, CA
TRANSAMERICA FINANCIAL ADVISORS, INC.
1/31/20059/4/2009Pasadena, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at OPTIMA CAPITAL LLC

5 other advisors in the directory

View OPTIMA CAPITAL LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Tobin Dennis Wills has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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