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Rodney R Ruh

Investment Adviser Representative at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Omaha, NECRD #2151000Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
35 yrs
States Registered
14 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 14 states
CaliforniaColoradoFloridaGeorgiaHawaiiIllinoisIowaKansasMinnesotaNebraskaNevadaNew YorkTexasWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/28/1994
Series 63
Uniform Securities Agent State Law Examination
Passed 7/24/1991
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/9/1991

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Merrill Lynch, Pierce, Fenner & Smith Incorporated Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
6/4/2025Omaha, NE
WELLS FARGO ADVISORS
5/14/20216/5/2025Omaha, NE
UBS FINANCIAL SERVICES INC.
12/11/20085/25/2021Omaha, NE
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
1/30/199212/16/2008Omaha, NE

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

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