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Roland Markel Castle

Investment Adviser Representative at NEWEDGE ADVISORS

Marietta, GACRD #2855290Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
20 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 20 states
ArizonaCaliforniaColoradoFloridaGeorgiaHawaiiIndianaKentuckyMarylandMassachusettsMontanaNew MexicoNew YorkNorth CarolinaOhioPennsylvaniaSouth CarolinaTennesseeTexasVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 9/5/1998
Series 63
Uniform Securities Agent State Law Examination
Passed 8/31/1998
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 11/29/2010
Series 7
General Securities Representative Examination
Passed 8/8/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Newedge Advisors Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NEWEDGE ADVISORSCurrent
6/2/2023Marietta, GA
INDEPENDENT ADVISOR ALLIANCE, LLC
8/3/20215/31/2023Marietta, GA
STEPHENS
9/17/20128/25/2021Atlanta, GA
MORGAN STANLEY SMITH BARNEY LLC
6/1/20099/21/2012Atlanta, GA
CITIGROUP GLOBAL MARKETS INC.
3/31/20036/1/2009Atlanta, GA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Roland Markel Castle has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Roland Markel Castle - Financial Advisor in Marietta, GA | AdvisorFinder