AdFi
RD

Ronan David Cox

Investment Adviser Representative at ARETE WEALTH ADVISORS, LLC

New York, NYCRD #2693480Dual-registered
Disclosure(s) on record — see official records below
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
States Registered
20 states
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Registered in 20 states
ArizonaCaliforniaConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIllinoisIowaKansasMarylandMassachusettsNew HampshireNew JerseyNew MexicoNew YorkOhioPennsylvaniaSouth Carolina
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/26/2001
Series 63
Uniform Securities Agent State Law Examination
Passed 2/5/1996
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 9/13/2006
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 8/4/2006
Series 24
General Securities Principal Examination
Passed 3/5/1998
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 6/7/2001
Series 7
General Securities Representative Examination
Passed 1/26/1996

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $249,0003.00%
$250,000 - $749,9992.50%
$750,000 - $1,499,9992.00%
$1,500,000 - $4,999,9991.75%
$5,000,000 and over1.50%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

ARETE WEALTH Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ARETE WEALTH MANAGEMENT, LLCCurrent
7/20/2022New York, NY
GRAYSON FINANCIAL LLC
9/3/19985/22/2001RED BANK, NJ
WELLS FARGO CLEARING SERVICES, LLC
8/14/20152/27/2019NEW YORK, NY
MORGAN STANLEY SMITH BARNEY
6/1/200912/1/2010NEW YORK, NY
MORGAN STANLEY DW INC.
5/23/20014/2/2007NEW YORK, NY
MORGAN STANLEY & CO. INCORPORATED
4/2/20076/1/2009NEW YORK, NY
NATIONAL SECURITIES CORPORATION
2/22/20197/21/2022NEW YORK, NY
UBS FINANCIAL SERVICES INC.
11/24/20108/25/2015NEW YORK, NY
M.S. FARRELL & COMPANY, INC.
1/29/19968/27/1998SYOSSET, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ronan David Cox has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Ronan David Cox - Financial Advisor in New York, NY | AdvisorFinder