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Ronie (none) Drori

Investment Adviser Representative at MODERN CAPITAL ADVISORS, LLC

Rocklin, CACRD #2059510Dual-registered
Disclosure(s) on record — see official records below
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
36 yrs
States Registered
14 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 14 states
ArizonaCaliforniaColoradoFloridaIndianaMississippiNevadaNew YorkNorth CarolinaOregonPennsylvaniaTennesseeTexasWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/19/2015
Series 63
Uniform Securities Agent State Law Examination
Passed 6/25/1997
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/18/1990

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $250,0002.00%
Over $250,000 to $500,0001.75%
Over $500,000 to $1,000,0001.50%
Above $1,000,0001.25%
Account minimum: $5,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

MODERN CAPITAL Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MODERN CAPITAL SECURITIES INC.Current
9/13/2004RALEIGH, NC
LAGUNA SECURITIES, INC.
8/1/19952/21/1996NEWPORT BEACH, CA
UNITED PACIFIC SECURITIES, INC.
5/8/199711/16/1998CARLSBAD, CA
UNITED PACIFIC SECURITIES, INC.
5/23/19903/5/1991CARLSBAD, CA
LAGUNA SECURITIES, INC.
4/15/19964/24/1997NEWPORT BEACH, CA
SUNAMERICA SECURITIES, INC.
3/12/19964/10/1996PHOENIX, AZ
WEALTH RESOURCE CAPITAL CORPORATION
3/12/19918/1/1995NEWPORT BEACH, CA
SENTRA SECURITIES CORPORATION
11/16/19989/15/2004PHOENIX, AZ

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ronie (none) Drori has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.