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Yupeng Fu

Investment Adviser Representative at MODERN CAPITAL ADVISORS, LLC

Palm Beach Gardens, FLCRD #6249093Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
13 yrs
States Registered
15 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 15 states
CaliforniaDelawareFloridaIllinoisNew JerseyNew YorkNorth CarolinaOhioOregonSouth CarolinaTennesseeTexasUtahVirginiaWashington
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/6/2016
Series 63
Uniform Securities Agent State Law Examination
Passed 4/11/2014
Series 24
General Securities Principal Examination
Passed 12/31/2018
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/2/2013

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $250,0002.00%
Over $250,000 to $500,0001.75%
Over $500,000 to $1,000,0001.50%
Above $1,000,0001.25%
Account minimum: $5,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

MODERN CAPITAL Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MODERN CAPITAL SECURITIES INC.Current
12/3/2025RALEIGH, NC
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
3/16/201810/31/2025West Palm Beach, FL
NSM SECURITIES, INC.
10/3/20131/22/2014WEST PALM BEACH, FL
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
1/22/20142/9/2017West Palm Beach, FL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Yupeng Fu has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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