AdFi
DJ

Daniel James Shanahan

Investment Adviser Representative at MODERN CAPITAL ADVISORS, LLC

Raleigh, NCCRD #3277912Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
26 yrs
States Registered
15 states
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Registered in 15 states
CaliforniaColoradoConnecticutFloridaIowaMissouriNew JerseyNew YorkNorth CarolinaOhioPuerto RicoSouth CarolinaSouth DakotaTexasVirginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/1/2005
Series 63
Uniform Securities Agent State Law Examination
Passed 10/21/1999
Series 51
Municipal Fund Securities Principal Examination
Passed 9/5/2006
Series 24
General Securities Principal Examination
Passed 10/11/2002
Series 52TO
Municipal Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/20/2001
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/22/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Up to $250,0002.00%
Over $250,000 to $500,0001.75%
Over $500,000 to $1,000,0001.50%
Above $1,000,0001.25%
Account minimum: $5,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

MODERN CAPITAL Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LIBERTY PARTNERS FINANCIAL SERVICES, LLCCurrent
4/6/2021Raleigh, NC
MODERN CAPITAL SECURITIES INC.Current
12/5/2019Middleburg Heights, OH
PARK AVENUE SECURITIES LLC
5/4/201011/9/2012RALEIGH, NC
MML INVESTORS SERVICES, LLC
12/5/20127/9/2019RALEIGH, NC
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
11/7/20191/6/2020RALEIGH, NC
PRINCOR FINANCIAL SERVICES CORPORATION
10/8/20014/15/2010CHARLOTTE, NC
STATE FARM VP MANAGEMENT CORP.
10/25/199910/2/2001BLOOMINGTON, IL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Daniel James Shanahan has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.