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Rudy Anguiano

Investment Adviser Representative at ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

Chino Hills, CACRD #5188950Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
States Registered
2 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Rudy Anguiano has worked in the securities industry since 2007. They are registered to provide investment advisory services in California and New Jersey.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
CaliforniaNew Jersey
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 2/13/2012
Series 63
Uniform Securities Agent State Law Examination
Passed 2/14/2007
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/31/2009
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 1/31/2007

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Alexander Capital Wealth Management LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ALEXANDER CAPITAL, L.P.Current
1/12/2026Chino Hills, CA
ALEXANDER CAPITAL WEALTH MANAGEMENT LLCCurrent
1/9/2026Chino Hills, CA
LPL FINANCIAL LLC
4/4/202212/18/2025Brea, CA
AMERIPRISE FINANCIAL SERVICES, LLC
9/25/20204/8/2022Aliso Veijo, CA
WADDELL & REED
2/29/20169/28/2020Brea, CA
WELLS FARGO ADVISORS, LLC
9/17/20133/1/2016Pico Rivera, CA
U.S. BANCORP INVESTMENTS, INC.
2/14/20129/17/2013Downey, CA

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Rudy Anguiano has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Rudy Anguiano - Financial Advisor in Chino Hills, CA | AdvisorFinder