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Philip William Winters

Investment Adviser Representative at ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

Old Greenwich, CTCRD #708128Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
43 yrs
States Registered
3 states
Exams Passed
3

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 3 states
ConnecticutNew YorkOhio
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/14/1992
Series 63
Uniform Securities Agent State Law Examination
Passed 4/15/1991
SIE
Securities Industry Essentials Examination
Passed 10/1/2018

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Alexander Capital Wealth Management LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ALEXANDER CAPITAL WEALTH MANAGEMENT LLCCurrent
7/11/2021Old Greenwich, CT
ALEXANDER CAPITAL, L.P.Current
4/9/2012Old Greenwich, CT
MORGAN STANLEY SMITH BARNEY LLC
6/28/201012/31/2011New York, NY
BARCLAYS CAPITAL INC.
1/21/20097/16/2010New York, NY
LEHMAN BROTHERS INC.
4/21/200510/15/2008New York, NY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Philip William Winters has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Philip William Winters - Financial Advisor in Old Greenwich, CT | AdvisorFinder