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RB

Rupert Benjamin Watson

Investment Adviser Representative at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Scottsdale, AZCRD #460182Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
57 yrs
States Registered
45 states
Exams Passed
13

Registrations & licenses

Registration type
Dual-registered
Registered in 45 states
AlaskaArizonaArkansasCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIdahoIllinoisIndianaIowaKansasKentuckyLouisianaMaineMarylandMassachusettsMichiganMinnesotaMississippiMissouriMontanaNebraskaNevadaNew JerseyNew MexicoNew YorkNorth CarolinaOhioOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaWashingtonWisconsinWyoming
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/14/1995
Series 63
Uniform Securities Agent State Law Examination
Passed 2/1/1983
Series 7
General Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 8/18/1987
Series 5
Interest Rate Options Examination
Passed 11/4/1986
Series 15
Foreign Currency Options Examination
Passed 10/16/1986
PC
AMEX Put and Call Exam
Passed 5/2/1977
Series 1
Registered Representative Examination
Passed 1/25/1969
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/2/2023
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/2/2023
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 7/27/1984
Series 24
General Securities Principal Examination
Passed 4/24/1972

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Merrill Lynch, Pierce, Fenner & Smith Incorporated Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCurrent
7/12/1988Scottsdale, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
5/28/19759/26/1978
RAUSCHER PIERCE REFSNES, INC.
6/4/19746/10/1975
YOUNG, SMITH & PEACOCK, INC.
1/29/19693/7/1974

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Rupert Benjamin Watson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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