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Ryan Arnez Monroe

Investment Adviser Representative at WESTFULLER ADVISORS, LLC

New York, NYCRD #4852274Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
19 yrs
States Registered
2 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Ryan Arnez Monroe has worked in the securities industry since 2007. They have passed the Series 65, 63, 7, and 6 examinations. They are registered to provide investment advisory services in California and New York.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
CaliforniaNew York
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 5/6/2022
Series 65
Uniform Investment Adviser Law Examination
Passed 6/7/2006
Series 7
General Securities Representative Examination
Passed 5/10/2006
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 9/14/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $3,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Westfuller Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

WESTFULLER ADVISORS, LLCCurrent
7/10/2023 – New York, NY
ADASINA SOCIAL CAPITAL
3/2/2023 – 4/3/2023Newark, NJ
ADASINA SOCIAL CAPITAL
1/23/2022 – 1/18/2023Newark, NJ
PATHSTONE
3/24/2021 – 1/27/2022New York, NY
CORNERSTONE CAPITAL INC.
2/22/2018 – 3/5/2021New York, NY
AJF FINANCIAL SERVICES, INC.
5/2/2016 – 5/10/2017New York, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
9/22/2014 – 7/22/2015New York, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
5/18/2011 – 5/23/2013New York, NY
CHASE INVESTMENT SERVICES CORP.
8/4/2009 – 1/31/2011Brooklyn, NY
UBS FINANCIAL SERVICES INC.
6/2/2008 – 7/30/2009Weehawken, NJ
CITIGROUP GLOBAL MARKETS INC.
5/29/2007 – 6/3/2008New York, NY
CITICORP INVESTMENT SERVICES
8/1/2006 – 5/29/2007New York, NY

Official records & sources

Data as of May 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at WESTFULLER ADVISORS, LLC

7 other advisors in the directory

View WESTFULLER ADVISORS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ryan Arnez Monroe has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Ryan Arnez Monroe - Financial Advisor in New York, NY | AdvisorFinder