Ryan Arnez Monroe

Investment Adviser Representative at WESTFULLER ADVISORS, LLC

NEW YORK, NYCRD #4852274Dual-registered

No disclosures on record

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

19 yrs

States Registered

2 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 2 states

CaliforniaNew York

Examinations passed

Series 63

Uniform Securities Agent State Law Examination

Passed 5/6/2022

Series 65

Uniform Investment Adviser Law Examination

Passed 6/7/2006

Series 7

General Securities Representative Examination

Passed 5/10/2006

Series 6

Investment Company Products/Variable Contracts Representative Examination

Passed 9/14/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Account minimum: $3,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

WESTFULLER Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CITICORP INVESTMENT SERVICES

9/16/2004 – 5/29/2007NEW YORK, NY

CHASE INVESTMENT SERVICES CORP.

8/4/2009 – 1/31/2011BROOKLYN, NY

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

8/27/2014 – 7/22/2015NEW YORK, NY

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

8/18/2015 – 3/17/2017NEW YORK, NY

UBS FINANCIAL SERVICES INC.

6/2/2008 – 7/30/2009WEEHAWKEN, NJ

CITIGROUP GLOBAL MARKETS INC.

5/29/2007 – 6/3/2008NEW YORK, NY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

5/18/2011 – 5/23/2013NEW YORK, NY

FORESIDE FUND SERVICES, LLC

4/20/2022 – 4/7/2023PORTLAND, ME

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ryan Arnez Monroe has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.