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Todd D Van Grouw

Investment Adviser Representative at WESTFULLER ADVISORS, LLC

New York, NYCRD #4412472Dual-registered
Disclosure(s) on record — see official records below
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
16 yrs
States Registered
2 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Todd D. Van Grouw has worked in the securities industry since 2010. They have passed the Series 66 and 7 examinations. They are registered to provide investment advisory services in California and New York.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
CaliforniaNew York
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 5/24/2010
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/1/2010

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $3,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Westfuller Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

WESTFULLER ADVISORS, LLCCurrent
8/19/2021 – New York, NY
AMERIPRISE FINANCIAL SERVICES, LLC
8/7/2012 – 8/4/2021Florham Park, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
5/25/2010 – 8/7/2012Newark, NJ

Official records & sources

Data as of May 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at WESTFULLER ADVISORS, LLC

7 other advisors in the directory

View WESTFULLER ADVISORS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Todd D Van Grouw has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Todd D Van Grouw - Financial Advisor in New York, NY | AdvisorFinder