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Ryan Christopher Baumbach

Investment Adviser Representative at Assuredpartners Investment Advisors

Wilmington, DECRD #6549653Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
9 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Ryan Christopher Baumbach is an investment adviser representative with Assuredpartners Investment Advisors in Wilmington, DE, where they have been registered since 2023. They have worked in the securities industry since 2017 and have been registered with 3 firms, including Lighthouse Financial and Edward Jones. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Delaware and Texas.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Delaware, Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 12/13/2017
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/22/2017

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Assuredpartners Investment AdvisorsCurrent
7/24/2023 – Wilmington, DE
Lighthouse Financial
10/1/2020 – 4/17/2024Wilmington, DE
Edward Jones
12/15/2017 – 10/2/2020Wilmington, DE

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Edward Jones
    Jun 2016 – Oct 2017Hockessin, DE
  2. University of Delaware
    Sep 2014 – May 2017Newark, DE
  3. Alexanders Lawn and Garden
    Aug 2016 – Jul 2017Newark, DE
  4. Edward Jones
    Nov 2017 – Sep 2020St Louis, MO
  5. Edward Jones
    Dec 2017 – Sep 2020St. Louis, MO
  6. Lighthouse Financial
    Oct 2020 – no end date reportedWilmington, DE
  7. Lighthouse Financial Advisory Group, LLC
    Oct 2020 – no end date reportedWilmington, DE
  8. AssuredPartners Investment Advisors
    Jul 2023 – no end date reportedWilmington, DE
  9. Edward Jones
    Jan 2016 – May 2017Hockessin, DE

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Assuredpartners Investment Advisors

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

For businesses: retirement plans, fiduciary support, plan design, and investment analysis. For individuals: retirement accounts, wealth management, life insurance, and college savings. Additional services include compliance consultation, investment consulting, plan and fee benchmarking, investment policy statement preparation, participant education, and vendor relationship management.

InsuranceWealth Management
Firm areas of expertise
Retirement PlansFiduciary SupportPlan DesignInvestment AnalysisWealth ManagementLife InsuranceCollege SavingsAsset ManagementFinancial WellnessCompliance ConsultationInvestment Consulting+1 more

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/MunicipalCorporations

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
33
Offices listed on AdvisorFinder:
14
Main office:
Tampa, FL
SEC file number:
801-117771

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 30, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ryan Christopher Baumbach has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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