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Ryan James Hislop

Investment Adviser Representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NYCRD #6365714Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
11 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Ryan James Hislop is an investment adviser representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, NY, where they have been registered since 2021. They have worked in the securities industry since 2015 and were previously registered with Goldman Sachs & Co. LLC. They have passed 6 industry qualification exams, including the Series 65 (investment adviser), Series 66 (combined investment adviser and state securities agent), and Series 7 (general securities representative). They are registered to provide investment advice in Florida, New Jersey, New York, and Texas.

Office

225 Liberty St
New York, NY 10281

Advisors at this office: 166

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 15, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Florida, New Jersey, New York, Texas
Broker:
14 states and territories

Arizona, California, Connecticut, Delaware, Florida, Georgia, Massachusetts, Michigan, New Jersey, New York, Pennsylvania, South Carolina, Texas, Washington

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/30/2021
Series 66
Uniform Combined State Law Examination
Passed 8/8/2015
Series 57
Securities Trader Exam
Passed 1/2/2023
Series 3
National Commodity Futures Examination
Passed 3/25/2019
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 9/22/2015

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
9/2/2021 – New York, NY
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
8/2/2021 – Jersey City, NJ
Goldman Sachs & Co. LLC
9/22/2015 – 8/24/2021New York, NY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Goldman Sachs & Co.
    Jun 2015 – Aug 2021New York, NY
  2. Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Aug 2021 – no end date reportedNew York, NY
  3. BANK OF America, N.A.
    Sep 2021 – no end date reportedNew York, NY

Official records & sources

Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Merrill Lynch, Pierce, Fenner & Smith Incorporated

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Commissions
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Small Business 401(k) plans including Group 401(k) and Individual 401(k), SEP IRA, SIMPLE IRA, investment fiduciary services, recordkeeping, trading, custodial and financial wellness services, and call center educational support for employees.

Portfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops
Firm areas of expertise
Small Business 401(k)Retirement PlansSEP IRASIMPLE IRAInvestment FiduciaryTax DeductionsRecordkeepingFinancial Wellness

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsInsurance CompaniesCorporationsOther

Firm assets under management

$25B+

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
25,472
Offices listed on AdvisorFinder:
26
Main office:
New York, NY
SEC file number:
801-14235

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 24, 2026

View full firm profile

Other advisors at Merrill Lynch, Pierce, Fenner & Smith Incorporated

Showing 12 of 25,472 in the directory

View Merrill Lynch, Pierce, Fenner & Smith Incorporated firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ryan James Hislop has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Ryan James Hislop (Merrill Lynch, Pierce, Fenner & Smith)