Sam Matthew Digiovanni
Investment Adviser Representative at Cetera Investment Advisers LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Sam Matthew DiGiovanni is an investment adviser representative in Parsippany, NJ, currently registered with Cetera Investment Advisers LLC and Avantax Planning Partners, Inc. They have worked in the securities industry since 2021 and have been registered with 4 firms, including Avantax Advisory Services and Equitable Advisors, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in New Jersey and Texas.
Office
Advisors at this office: 10
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New Jersey, Texas
- Broker:
9 states and territories
Arizona, Colorado, Florida, Georgia, New Jersey, New York, North Carolina, South Carolina, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Equitable Advisors, LLCNov 2020 – Aug 2021New York, NY
- Rider UniversitySep 2016 – May 2020Lawrenceville, NJ
- UPSApr 2018 – Sep 2018Bound Brook, NJ
- Diamond Nation, LLCJul 2013 – Sep 2017Flemington, NJ
- UnemployedJun 2020 – Oct 2020Ringoes, NJ
- Avantax Investment Services, Inc.Nov 2021 – Sep 2025Dallas, TX
- Avantax Advisory ServicesNov 2021 – Sep 2025Dallas, TX
- Avantax Planning Partners, Inc.Nov 2021 – Sep 2026El Segundo, CA
- Avantax Insurance Agency and/or Avantax Insurance Services.Nov 2021 – Sep 2025Parsippany, NJ
- Cetera Wealth Services, LLCSep 2025 – Oct 2026Parsippany, NJ
- Cetera Investment Advisers LLCSep 2025 – Oct 2026Schaumburg, IL
- Cetera Planning PartnersSep 2026 – Oct 2026El Segundo, CA
- &PartnersOct 2026 – no end date reportedNashville, TN
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Cetera Investment Advisers LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Advisory services, investment advisory services, custody services, insurance agency services, sweep programs, and retirement planning resources, along with access to registered and alternative investment products.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 10,459
- Offices listed on AdvisorFinder:
- 27
- Main office:
- Schaumburg, IL
- SEC file number:
- 801-20406
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 13, 2026
View full firm profileOther advisors at Cetera Investment Advisers LLC
Showing 12 of 10,459 in the directory
Similar advisors in Parsippany, NJ
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Sam Matthew Digiovanni has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
Find the right advisor for you
Take the free 3-minute assessment to get matched with advisors who fit your goals.
Get Matched