Sam Neuman Impellicceiri
Investment Adviser Representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Sam Neuman Impellicceiri is an investment adviser representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Brooklyn, NY, where they have been registered since 2025. They have worked in the securities industry since 2024 and were previously registered with PARK Avenue Securities LLC. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in New York and Texas.
Registrations & licenses
- Investment adviser:
- New York, Texas
- Broker:
18 states and territories
California, Connecticut, Delaware, District of Columbia, Florida, Illinois, Maine, Maryland, Massachusetts, Nevada, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, Texas, Vermont
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- J.P. Morgan Securities LLCNov 2022 – Sep 2023New York, NY
- JPMorgan Chase Bank, N.A.Nov 2022 – Sep 2023New York, NY
- Pnc BankAug 2021 – Nov 2022Pittsburgh, PA
- National LifeFeb 2021 – Aug 2021Joliet, IL
- AmazonJun 2020 – Feb 2021Channahon, IL
- David Berg Center For Ethics And LeadershipMay 2019 – Aug 2019Pittsburgh, PA
- ShippyproJan 2019 – Apr 2019Florence
- A.f. McgerveyJan 2017 – Dec 2018Pittsburgh, PA
- Outback SteakhouseFeb 2016 – Mar 2018Pittsburgh, PA
- UnemployedSep 2019 – May 2020Pittsburgh, PA
- Guardian Life Insurance CompanyMar 2024 – Feb 2025Brooklyn, NY
- Self-EmployedSep 2023 – Apr 2024new york city, NY
- Park Avenue SecuritiesMar 2024 – Feb 2025Brooklyn, NY
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2025 – no end date reportedBrooklyn, NY
- UnemployedFeb 2025 – Jul 2025Brooklyn, NY
- Bank of America, N.A.Oct 2025 – no end date reportedBrooklyn, NY
Official records & sources
Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Merrill Lynch, Pierce, Fenner & Smith Incorporated
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Small Business 401(k) plans including Group 401(k) and Individual 401(k), SEP IRA, SIMPLE IRA, investment fiduciary services, recordkeeping, trading, custodial and financial wellness services, and call center educational support for employees.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 25,472
- Offices listed on AdvisorFinder:
- 26
- Main office:
- New York, NY
- SEC file number:
- 801-14235
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 24, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Sam Neuman Impellicceiri has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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