Samantha Christiane Straub
Investment Adviser Representative at Raymond James Financial Services Advisors, Inc
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Samantha Christiane Straub is an investment adviser representative with Raymond James Financial Services Advisors, Inc in Pompano Beach, FL, where they have been registered since 2026. They have worked in the securities industry since 2020 and have been registered with 3 firms, including Raymond James & Associates, Inc. and Morgan Stanley. They have passed 6 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Florida.
Registrations & licenses
- Investment adviser:
- Florida
- Broker:
29 states and territories
Alaska, Arizona, California, Colorado, Connecticut, Florida, Georgia, Idaho, Illinois, Iowa, Kansas, Kentucky, Louisiana, Maryland, Massachusetts, Minnesota, Montana, Nebraska, Nevada, New Mexico, New York, Oklahoma, Oregon, Pennsylvania, South Dakota, Texas, Washington, Wisconsin, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Shutowick WealthSep 2016 – Dec 2019Coconut Creek, FL
- St Thomas Aquinas High SchoolDec 2015 – Sep 2017Fort Lauderdale, FL
- Cetera Advisor Networks LLCSep 2019 – Dec 2019Coconut Creek, FL
- Summit Brokerage Services, Inc.Sep 2019 – Sep 2019Coconut Creek, FL
- Morgan StanleyDec 2019 – Mar 2022Boca Raton, FL
- Raymond James & Associates, Inc.Apr 2022 – Dec 2025Pompano Beach, FL
- Florida Atlantic UniversityJan 2023 – Dec 2025Boca Raton, FL
- The Plunge Beach Resort - Backflip BarFeb 2023 – Apr 2023Lauderdale By The Sea, FL
- D1 TrainingMay 2023 – Jun 2025Deerfield Beach, FL
- Raymond James Financial Services, Inc.Jan 2026 – no end date reportedPompano Beach, FL
- Raymond James Financial Services Advisors, IncJan 2026 – no end date reportedPompano Beach, FL
- High Country Financial AdvisorsAug 2023 – no end date reportedNashville, TN
Official records & sources
Data as of June 28, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Raymond James Financial Services Advisors, Inc
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 6,660
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Saint Petersburg, FL
- SEC file number:
- 801-69815
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 21, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Samantha Christiane Straub has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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