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Sami Edward Farag Mr

Investment Adviser Representative at INDEPENDENT FINANCIAL PARTNERS

Los Angeles, CACRD #2409751Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
31 yrs
States Registered
1 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Sami Edward Farag has worked in the securities industry since 1995. They have passed the Series 65, 63, 7, and 6 examinations. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 7/23/2004
Series 63
Uniform Securities Agent State Law Examination
Passed 1/23/1995
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/28/1999
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/16/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Less than $30,000,0001.65%
Greater than or equal to $30,000,000 but less than $60,000,0001.25%
Greater than or equal to $60,000,000 but less than $90,000,0001.10%
Greater than $90,000,0001.00%
Source

Independent Financial Partners Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

INDEPENDENT FINANCIAL PARTNERSCurrent
6/8/2023Los Angeles, CA
IFP SECURITIES, LLCCurrent
6/8/2023Torrance, CA
LPL FINANCIAL LLC
9/25/20076/14/2023Redondo Beach, CA
XCU CAPITAL CORPORATION, INC.
7/11/20069/14/2007Redondo Beach, CA
LINSCO/PRIVATE LEDGER CORP.
6/2/20056/29/2006Westchester, CA
ESSEX NATIONAL SECURITIES, INC.
7/29/20043/4/2005Napa, CA

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Sami Edward Farag Mr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Sami Edward Farag Mr - Financial Advisor in Los Angeles, CA | AdvisorFinder