Samuel Cates Hilbish
Investment Adviser Representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Samuel Cates Hilbish is an investment adviser representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Statesville, NC, where they have been registered since 2026. They have worked in the securities industry since 2025 and were previously registered with Wells Fargo Clearing Services, LLC. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in North Carolina and Texas.
Registrations & licenses
- Investment adviser:
- North Carolina, Texas
- Broker:
8 states and territories
Florida, Georgia, Kentucky, North Carolina, South Carolina, Tennessee, Texas, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Wells Fargo Clearing ServicesSep 2025 – Dec 2025Charlotte, NC
- DysisSep 2025 – Nov 2025Mc Lean, VA
- Concept Packaging GroupJul 2024 – Jan 2025Spartanburg, SC
- Concept Packaging GroupJun 2023 – Aug 2023Spartanburg, SC
- Cardinal GlassJun 2022 – Aug 2022Mooresville, NC
- AmazonJul 2021 – Aug 2021Charlotte, NC
- Landmark BuildersJun 2021 – Jul 2021Charlotte, NC
- Bruster's Ice CreamMay 2019 – Aug 2019Cornelius, NC
- Camp RockMay 2017 – Jul 2017Huntersville, NC
- Cannon SchoolAug 2006 – May 2020Concord, NC
- Randolph-Macon CollegeSep 2020 – May 2024Ashland, VA
- UnemployedJan 2025 – Sep 2025Kannapolis, NC
- UnemployedMay 2020 – Sep 2020Davidson, NC
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 2026 – no end date reportedKannapolis, NC
- Bank of America, N.A.Feb 2026 – no end date reportedKannapolis, NC
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Merrill Lynch, Pierce, Fenner & Smith Incorporated
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Small Business 401(k) plans including Group 401(k) and Individual 401(k), SEP IRA, SIMPLE IRA, investment fiduciary services, recordkeeping, trading, custodial and financial wellness services, and call center educational support for employees.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 25,472
- Offices listed on AdvisorFinder:
- 26
- Main office:
- New York, NY
- SEC file number:
- 801-14235
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 24, 2026
View full firm profileOther advisors at Merrill Lynch, Pierce, Fenner & Smith Incorporated
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Samuel Cates Hilbish has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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