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Samuel G Haines Jr.

Investment Adviser Representative at MMA ASSET MANAGEMENT LLC

Conshohocken, PACRD #4739968Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
States Registered
4 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 4 states
CaliforniaNew YorkPennsylvaniaTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/6/2004
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/11/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

MMA Asset Management LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MMA ASSET MANAGEMENT LLCCurrent
1/16/2020 – Conshohocken, PA
MMA SECURITIES LLCCurrent
5/28/2019 – Conshohocken, PA
CENTURION ASSET MANAGEMENT, LLC
10/27/2016 – 12/31/2019Plymouth Meeting, PA
THE CENTURION GROUP, LLC
1/3/2011 – 12/31/2019Plymouth Meeting, PA
NRP ADVISORS, INC.
10/13/2010 – 12/1/2010Plymouth Meeting, PA
WALNUT STREET SECURITIES, INC.
7/7/2009 – 10/29/2009Red Bank, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
6/8/2004 – 3/13/2009Pennington, NJ
MERRILL LYNCH PIERCE FENNER & SMITH INC.
4/19/2004 – 5/10/2004Princeton, NJ

Official records & sources

FINRA BrokerCheck record
Official broker registration & regulatory record
SEC IAPD record
SEC investment adviser registration record

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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View MMA ASSET MANAGEMENT LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Samuel G Haines Jr. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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