Sarah Margaret Westbrook
Investment Adviser Representative at Captrust
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Sarah Margaret Westbrook is an investment adviser representative with Captrust in Charlotte, NC, where they have been registered since 2020. They have worked in the securities industry since 2006 and have been registered with 8 firms, including Hayden Royal and Founders Financial Securities, LLC. They have passed 14 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in North Carolina and Washington.
Registrations & licenses
- Investment adviser:
- North Carolina, Washington
- Broker:
8 states and territories
Florida, Missouri, Nebraska, Nevada, North Carolina, Oregon, Pennsylvania, Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Founders Financial Securities LLCJan 2014 – Dec 2018Towson, MD
- CaptrustSep 2014 – Dec 2018Raleigh, NC
- Maven CapitalJan 2019 – Jan 2020Charlotte, NC
- Morse Capital Parterns LLCJan 2019 – Jan 2020Richmond, VA
- Hayden RoyalJan 2019 – Jan 2020Charlotte, NC
- G.l.s. & Associates, Inc.Aug 2019 – Jan 2020Charlotte, NC
- Capfinancial Securities, LLCJan 2020 – no end date reportedRaleigh, NC
- CapFinancial Partners, LLC. (CAPTRUST)Jan 2020 – no end date reportedRaleigh, NC
- Watchdog Capital, LLCJan 2020 – Dec 2021Alpharetta, GA
- Sherman & Company LLCApr 2020 – no end date reportedCharlotte, NC
- Advantage SecuritiesApr 2020 – no end date reportedChicago, IL
- Sable Capital LLCJan 2021 – no end date reportedCharlotte, NC
- GUGU Securities, Inc.Apr 2023 – Nov 2023Alpharetta, GA
- SERA Global Securities US LLCJul 2024 – no end date reportedAtlanta, GA
- ACT Securities, LLCAug 2025 – no end date reportedMercer Island, WA
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Captrust
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Performance-based fees
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 943
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Raleigh, NC
- SEC file number:
- 801-62193
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Sarah Margaret Westbrook has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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