Sarah Rachel Zuckerman
Investment Adviser Representative at Stephens
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Sarah Rachel Zuckerman is an investment adviser representative with Stephens in Memphis, TN, where they have been registered since 2025, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Tennessee and Texas.
Office
Advisors at this office: 21
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Tennessee, Texas
- Broker:
25 states and territories
Alabama, Arizona, Arkansas, California, Colorado, District of Columbia, Florida, Georgia, Illinois, Kentucky, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, New Jersey, North Carolina, Ohio, South Carolina, Tennessee, Texas, Washington, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Stephens IncMay 2025 – Dec 2025Memphis, TN
- Commercial Bank and Trust CompanyApr 2024 – Apr 2025Memphis, TN
- Full Circle Farm and RehabMay 2021 – Sep 2021Byhalia, MS
- University of MemphisMay 2021 – May 2024Memphis, TN
- Collierville CommissaryJun 2019 – Sep 2020Collierville, TN
- N/aJan 2019 – May 2019Memphis, TN
- One & Only BBQJan 2017 – Dec 2018Memphis, TN
- University of AlabamaAug 2015 – Dec 2016Tuscaloosa, AL
- NASep 2020 – May 2021Memphis, TN
- Stephens Inc.Dec 2025 – no end date reportedMemphis, TN
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Stephens
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
- Performance-based fees
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 243
- Offices listed on AdvisorFinder:
- 21
- Main office:
- Little Rock, AR
- SEC file number:
- 801-15510
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 30, 2026
View full firm profileOther advisors at Stephens
Showing 12 of 243 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Sarah Rachel Zuckerman has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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