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Scott Brian Makowski

Investment Adviser Representative at ALLY INVEST ADVISORS

Charlotte, NCCRD #2613723Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
52 states
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Registered in 52 states
AlabamaAlaskaArizonaArkansasCaliforniaColoradoConnecticutDelawareDistrict of ColumbiaFloridaGeorgiaHawaiiIdahoIllinoisIndianaIowaKansasKentuckyLouisianaMaineMarylandMassachusettsMichiganMinnesotaMississippiMissouriMontanaNebraskaNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaOhioOklahomaOregonPennsylvaniaPuerto RicoRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVermontVirginiaWashingtonWest VirginiaWisconsinWyoming
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/11/2022
Series 63
Uniform Securities Agent State Law Examination
Passed 11/3/1998
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/22/1998
Series 3
National Commodity Futures Examination
Passed 4/18/1995
Series 24
General Securities Principal Examination
Passed 10/19/2021
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 7/10/2003
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 5/24/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Tier 1 - First $250,0000.85%
Tier 2 - Next $750,000 up to $1,000,0000.80%
Tier 3 - Above $1,000,0000.75%
Account minimum: $100,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

ALLY Invest Advisors Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ALLY INVEST ADVISORSCurrent
4/12/2022Charlotte, NC
PNC INVESTMENTS
1/21/201412/2/2015Boca Raton, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
11/23/20092/17/2012Boca Raton, FL
AMERIVEST INVESTMENT MANAGEMENT, LLC
4/26/20066/8/2009Ft. Lauderdale, FL
TD AMERITRADE, INC.
6/13/20036/8/2009Ft. Lauderdale, FL

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Scott Brian Makowski has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.