AdFi
SC

Scott C Barks

Investment Adviser Representative at BARNES WEALTH MANAGEMENT GROUP

BAKERSFIELD, CACRD #4068669Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
1 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/10/2013
Series 63
Uniform Securities Agent State Law Examination
Passed 3/3/2007
Series 7TO
General Securities Representative Examination
Passed 3/15/2024
Series 6TO
Investment Company Products/Variable Contracts Representative Examination
Passed 3/15/2024
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/3/2013
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 11/4/2006

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
0 to $249,9991.30%
$250,000 to $499,9991.20%
$500,000 to $999,9991.10%
$1,000,000 to $2,999,9991.00%
$3,000,000 to $4,999,9990.90%
$5,000,000 and above0.80%
Source

BARNES WEALTH MANAGEMENT GROUP Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LPL FINANCIAL LLC
9/12/201211/25/2015BAKERSFIELD, CA
LOCUST STREET SECURITIES, INC.
5/24/20022/20/2003DES MOINES, IA
PRINCOR FINANCIAL SERVICES CORPORATION
11/6/20069/10/2012BAKERSFIELD, CA
PURSHE KAPLAN STERLING INVESTMENTS
11/16/201511/2/2020Bakersfield, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Scott C Barks has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Scott C Barks - Financial Advisor in BAKERSFIELD, CA | AdvisorFinder