AdFi
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Steven Allen Barnes

Investment Adviser Representative at BARNES WEALTH MANAGEMENT GROUP

BAKERSFIELD, CACRD #1609891Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
39 yrs
States Registered
10 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 10 states
AlaskaCaliforniaIndianaKentuckyMichiganNew YorkOregonTexasVirginiaWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/23/1999
Series 24
General Securities Principal Examination
Passed 8/1/2002
Series 99TO
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/3/1999
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/20/1987

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
0 to $249,9991.30%
$250,000 to $499,9991.20%
$500,000 to $999,9991.10%
$1,000,000 to $2,999,9991.00%
$3,000,000 to $4,999,9990.90%
$5,000,000 and above0.80%
Source

BARNES WEALTH MANAGEMENT GROUP Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

PURSHE KAPLAN STERLING INVESTMENTSCurrent
11/16/2015Bakersfield, CA
LPL FINANCIAL LLC
8/2/200111/25/2015BAKERSFIELD, CA
LUTHERAN BROTHERHOOD SECURITIES CORP.
2/23/19878/6/2001MINNEAPOLIS, MN

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Steven Allen Barnes has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.