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Scott David Nelson

Investment Adviser Representative at FLAGSHIP HARBOR ADVISORS, LLC

Newburyport, MACRD #3237837Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
27 yrs
States Registered
23 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 23 states
ColoradoConnecticutFloridaGeorgiaIndianaMaineMarylandMassachusettsMichiganNevadaNew HampshireNew JerseyNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaTennesseeTexasVermontVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/16/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 7/9/1999
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/23/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Flagship Harbor Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FLAGSHIP HARBOR ADVISORS, LLCCurrent
9/17/2025Newburyport, MA
LPL FINANCIAL LLC
1/2/20264/6/2026East Longmeadow, MA
LPL FINANCIAL LLC
2/17/200612/17/2025East Longmeadow, MA
AMERIPRISE FINANCIAL SERVICES, INC.
1/31/20002/17/2006East Hartford, CT

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Scott David Nelson has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Scott David Nelson - Financial Advisor in Newburyport, MA | AdvisorFinder