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Scott David Welch

Investment Adviser Representative at CERTUITY, LLC

Potomac, MDCRD #4038356Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Maryland
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 3/9/2020
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/19/1999
Series 24
General Securities Principal Examination
Passed 1/9/2007
Series 4
Registered Options Principal Examination
Passed 6/22/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Certuity, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CERTUITY, LLCCurrent
11/15/2024Potomac, MD
FORTIGENT, LLC
6/12/200611/12/2014Rockville, MD
LYDIAN WEALTH MANAGEMENT COMPANY, LLC
1/1/20006/12/2006Rockville, MD

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Scott David Welch has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Scott David Welch - Financial Advisor in Potomac, MD | AdvisorFinder