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Scott Ryan McCaghren

Investment Adviser Representative at SAFE HARBOR FIDUCIARY, LLC

Pensacola, FLCRD #5801543Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
13 yrs
States Registered
3 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Scott Ryan Mccaghren has worked in the securities industry since 2013. They have passed the Series 63, 30, and 7 examinations. They are registered to provide investment advisory services in Alabama, Florida, and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
AlabamaFloridaTexas
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 6/6/2011
SIE
Securities Industry Essentials Examination
Passed 8/21/2015
Series 7
General Securities Representative Examination
Passed 11/24/2010
Series 30
NFA Branch Manager Examination
Passed 7/24/2013

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $1,000,0002.00%
Next $1,000,0001.75%
Next $1,000,0001.50%
Over $3,000,0001.25%
Account minimum: $500,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

SAFE Harbor Fiduciary, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SAFE HARBOR FIDUCIARY, LLCCurrent
8/13/2015Pensacola, FL
CLEARPOINT CAPITAL MANAGEMENT LLC
2/19/20134/30/2015Mobile, AL

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at SAFE HARBOR FIDUCIARY, LLC

2 other advisors in the directory

View SAFE HARBOR FIDUCIARY, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Scott Ryan McCaghren has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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