SAFE HARBOR FIDUCIARY, LLC
SEC RegisteredInvest with Confidence
About the firm
Retirement Peace Roadmap offers a comprehensive investment services plan personally tailored to the needs of higher wealth individuals. Since 2013, they have helped create programs and portfolios to meet long-term financial goals.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Comprehensive investment services including investment portfolio building, retirement planning, tax planning, insurance planning, and estate planning, with a personalized approach that analyzes goals and compares them to the current portfolio.
Who they serve
Higher wealth individuals
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 269 | $52M |
| High Net Worth Individuals | 77 | $78M |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
3 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| $0 - $1,000,000 | 2.00% |
| Next $1,000,000 | 1.75% |
| Next $1,000,000 | 1.50% |
| Over $3,000,000 | 1.25% |
Data as of March 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. SAFE HARBOR FIDUCIARY, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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