AdFi
SE

Sean Eugene Canaday

Investment Adviser Representative at BOS ASSET MANAGEMENT, LLC

SPRINGFIELD, ILCRD #1931609Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
37 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Illinois
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/29/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 10/24/1991
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/12/2007
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 6/1/1989

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $3,000,0001.00%
Next $4,000,0000.90%
Next $3,000,0000.80%
Above $10,000,0000.70%
Source

BOS ASSET Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FRANKLIN FINANCIAL SERVICES CORPORATION
6/2/198910/1/2002HOUSTON, TX
RAYMOND JAMES FINANCIAL SERVICES, INC.
4/6/200712/2/2010SPRINGFIELD, IL
LPL FINANCIAL LLC
11/30/20105/3/2023SPRINGFIELD, IL
AMERICAN GENERAL SECURITIES INCORPORATED
10/1/200210/4/2006SPRINGFIELD, IL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Sean Eugene Canaday has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Sean Eugene Canaday - Financial Advisor in SPRINGFIELD, IL | AdvisorFinder