BOS ASSET MANAGEMENT, LLC
SEC RegisteredA Proven History. A Powerful Future.
About the firm
BOS Asset Management, LLC is a registered investment adviser affiliated with, but a separate legal entity from, Bank of Springfield. It was formed to further serve the needs of institutional and high-net worth clients. Bank of Springfield was founded in 1965 as a neighborhood bank on the southeast side of Springfield, Illinois.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Investment Management, Wealth Management, and Business Consulting. Through an evidence-based investment approach, the firm helps identify investments more likely to succeed based on objective criteria, focusing on long-term investing, diversification, and staying disciplined.
Who they serve
Institutional and high-net worth clients
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 413 | $126M |
| High Net Worth Individuals | 125 | $288M |
| Charitable Organizations | 6 | $7.9M |
| State/Municipal Entities | 5 | — |
| Sovereign Wealth Funds | 2 | — |
31 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
10 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| First $3,000,000 | 1.00% |
| Next $4,000,000 | 0.90% |
| Next $3,000,000 | 0.80% |
| Above $10,000,000 | 0.70% |
Data as of April 1, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. BOS ASSET MANAGEMENT, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.