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Sean Kristian Snyder

Investment Adviser Representative at Emerson Equity LLC

San Francisco, CACRD #1860842Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
22 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Sean Kristian Snyder is an investment adviser representative with Emerson Equity LLC in San Francisco, CA, where they have been registered since 2012. They have worked in the securities industry since 2004 and have been registered with 4 firms, including DBA Angel ROCK Advisors and Angel ROCK Fiduciary Partners and Three BELL Capital LLC. They have passed 6 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in California and Hawaii.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
California, Hawaii
Broker:
5 states and territories

California, Hawaii, Massachusetts, New York, Washington

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 4/30/2008
Series 65
Uniform Investment Adviser Law Examination
Passed 4/23/2003
Series 79
Investment Banking Registered Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/21/2008
Series 24
General Securities Principal Examination
Passed 9/9/2008

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Emerson Equity LLCCurrent
10/26/2025 – San Francisco, CA
Emerson Equity LLCCurrent
11/16/2012 – San Francisco, CA
DBA Angel ROCK Advisors AND Angel ROCK Fiduciary Partners
3/30/2016 – 12/20/2023Tiburon, CA
Three BELL Capital LLC
10/30/2013 – 11/12/2015Los Altos, CA
Stein ROE Investment Counsel, Inc.
4/29/2003 – 1/30/2007San Francisco, CA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Emerson Equity LLC
    Nov 2012 – Apr 2017San Mateo, CA
  2. Emerson Equity LLC
    May 2017 – no end date reportedSan Mateo, CA
  3. Angel ROCK Advisors
    Feb 2016 – no end date reportedSan Francisco, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Emerson Equity LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
Estimated blended rate
0.025

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Investment advisory, traditional brokerage, annuities and life insurance, private placements, secondary transactions, alternative investments and other private placements, and inception-to-closing private placement platform (managing broker dealer services) for sponsor companies.

Financial PlanningPortfolio Management for Individuals and Small BusinessesSelection of Other AdvisersEducational Seminars and Workshops
Firm areas of expertise
Investment AdvisoryBrokeragePrivate PlacementsAlternative InvestmentsManaging Broker DealerAnnuitiesLife InsuranceSecondary TransactionsBoutique Investment Firm

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCorporations

Firm assets under management

$100M–$500M

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
98
Offices listed on AdvisorFinder:
10
Main office:
San Mateo, CA
Founded:
2003
SEC file number:
801-120835

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 10, 2026

View full firm profile

Other advisors at Emerson Equity LLC

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Sean Kristian Snyder has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Sean Kristian Snyder (Emerson Equity) - Fees & Credentials