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James Allen Mayes

Investment Adviser Representative at ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

Azusa, CACRD #2879995Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
States Registered
3 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

James Allen Mayes has worked in the securities industry since 2008. They are registered to provide investment advisory services in California, New York, and Washington.

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
CaliforniaNew YorkWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/27/2013
Series 63
Uniform Securities Agent State Law Examination
Passed 6/18/1997
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/19/2013

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Alexander Capital Wealth Management LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ALEXANDER CAPITAL WEALTH MANAGEMENT LLCCurrent
6/2/2023Azusa, CA
ALEXANDER CAPITAL, L.P.Current
6/1/2023Azusa, CA
WESTERN INTERNATIONAL SECURITIES
8/21/20176/1/2023Woodland Hills, CA
FINANCIAL WEST GROUP
9/27/20138/21/2017Tarzana, CA

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. James Allen Mayes has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

James Allen Mayes - Financial Advisor in Azusa, CA | AdvisorFinder