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Sean Patrick Oneill

Investment Adviser Representative at DOHENY ASSET MANAGEMENT, L.L.C.

Los Angeles, CACRD #2825125Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
5 yrs
States Registered
1 states
Exams Passed
2

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Sean Patrick Oneill has worked in the securities industry since 2021. They have passed the Series 63 and 6 examinations. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
California
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 4/2/1997
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 4/2/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0085
Asset tierAnnual rate
Standard0.85%
Fixed Income Only - First $5M0.50%
Fixed Income Only - Next $5M0.45%
Fixed Income Only - Over $10M0.40%
Tax Exempt Fixed Income Only (Municipals)0.35%
Source

Doheny Asset Management, L.L.C. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

DOHENY ASSET MANAGEMENT, L.L.C.Current
11/16/2023Los Angeles, CA
CORDHAVEN CAPITAL MANAGEMENT
2/2/20215/4/2024Los Angeles, CA

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at DOHENY ASSET MANAGEMENT, L.L.C.

1 other advisor in the directory

View DOHENY ASSET MANAGEMENT, L.L.C. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Sean Patrick Oneill has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Sean Patrick Oneill - Financial Advisor in Los Angeles, CA | AdvisorFinder