DOHENY ASSET MANAGEMENT, L.L.C.
SEC RegisteredEmpowering Your Financial Future
About the firm
Doheny Asset Management is an independent investment counseling firm based in Los Angeles. Founded in 1993, the firm was created to meet the strategic financial needs of private clients, foundations, endowments, and pension plans, and to provide them with a higher level of personal client service.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Personalized investment advisory services including customized portfolio management, strategic planning, and comprehensive market insights combining top-down macroeconomic analysis with bottom-up company valuation, with direct access to portfolio managers.
Who they serve
Private clients, foundations, endowments, and pension plans
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 14 | $5.9M |
| High Net Worth Individuals | 33 | $179M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 0 | $0 |
| Charitable Organizations | 0 | $0 |
| State/Municipal Entities | 1 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
0 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
2 advisors in the directory
Regulatory & compliance
| Asset tier | Annual rate |
|---|---|
| Standard | 0.85% |
| Fixed Income Only - First $5M | 0.50% |
| Fixed Income Only - Next $5M | 0.45% |
| Fixed Income Only - Over $10M | 0.40% |
| Tax Exempt Fixed Income Only (Municipals) | 0.35% |
Data as of March 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. DOHENY ASSET MANAGEMENT, L.L.C. has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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